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Blog

FCA and ESMA set out expectations for financial services firms in light of COVID-19

The FCA and ESMA have each issued statements setting out their expectations and recommendations in respect of the COVID-19 (coronavirus) outbreak.  
12 March 2020

Blog

FCA publishes considerations for UK firms after the Brexit implementation period

The FCA has updated a webpage setting out areas for UK firms to consider in their planning for the end of the implementation period which is due to operate until 31 December 2020
04 February 2020

Blog

FCA publishes information for firms during the Brexit implementation period

The implementation period around leaving the EU to last until 31 December 2020
31 January 2020

Blog

FCA publishes its portfolio strategy letter for financial advisers

The FCA gives its view on the key ways in which consumers of financial advice may be harmed
22 January 2020

Blog

Another FCA update on RDR and FAMR evaluation

The FCA has updated its dedicated webpage on its evaluation of the Retail Distribution Review (RDR) and the Financial Advice Market Review (FAMR)
15 January 2020

Blog

FCA publishes its portfolio strategy letter for personal and commercial lines insurers

On 8 January the FCA published its portfolio strategy for the PL&CL sector and confirmed its view of the key drivers of harm
10 January 2020

Blog

FCA’s ban on promotion of mini-bonds comes into effect

The FCA has introduced (without consultation) temporary rules to prevent consumer harm, by banning the promotion of high risk speculative mini-bonds to most retail consumers
02 January 2020
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