Showing 97-108 of 263 results

Pension freedoms: transfers from DB to DC schemes

We consider issues relating to pension transfers from DB to DC schemes and the use of the pension freedom reforms. What will 2018 hold for consumer protection in this regulated environment?
22 January 2018

Senior Managers and Certification Regime: how to prepare for the transition

We look at the FCA's timetable for transitioning into the Senior Managers and Certification Regime and the steps that firms can take to prepare for the transition.
17 January 2018

How to align MiFID II and GDPR when processing client data: actions for regulated firms

We set out the requirements of MiFID II and GDPR and consider how regulated firms can address both requirements in their use and retention of customer data.
10 January 2018

An introduction to Blockchain

Blockchain technology is typically associated with cryptocurrencies but it has far more to offer. This article explores what a blockchain is and looks at potential uses.
16 November 2017

Limiting liability for misrepresentation: key issues and practical points

Contractual clauses limiting liability for misrepresentation have stood up to scrutiny. There are practical steps parties can take to minimise the risk of claims for misrepresentation against them.
06 November 2017

HM Treasury publishes response to PSD2 consultation

In this article we explore the government’s response to industry and consumer feedback on its PSD2 consultation and highlight key changes to its position on implementing the directive.
03 November 2017

A guide to Open Banking

What is Open Banking and what does it mean for you? A guide on the new Open Banking Standard for fintech firms, banks, small businesses and consumers.
23 October 2017

MiFID II: target market identification

What are product manufacturers’ and distributors’ obligations in relation to target market identification?
19 October 2017

MiFID II – changes to core fund-related documentation

What changes should authorised fund managers be making to core fund-related documentation?
19 October 2017

MiFID II – investment research rules

Time is running out for you to put arrangements in place to pay for third party research. Are you ready for the new rules on inducements in MiFID II?
18 October 2017

Investment consultancy probe: FCA makes first market investigation referral to CMA

The FCA has referred the investment consultancy market to the CMA for an in-depth review. This is the first time the FCA has used its powers to make such a reference.
29 September 2017

Understanding the new Payment Services Regulations

We explain the background to the new Payment Services Regulations and consider how businesses can prepare for implementation.
12 September 2017

The Burges Salmon blog

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